In the News
The latest news about DFPG
DFPG Investments Adds Jim Mitchell with Financial Resources
DFPG is pleased to announce that Financial Resources, Inc., located in Decatur, Alabama, has joined DFPG.
DFPG’s Brad Anderson Accepted into FINRA’s CRCP Program
Brad Anderson, Senior Compliance Officer at DFPG, was one of five recipients in the country to be awarded a scholarship into FINRA’s Certified Regulatory and Compliance Professional (CRCP) Program at Georgetown University.
DFPG’s Compliance Team Honored
DFPG is pleased to announce that several members of its compliance team have been recognized for their contributions to the industry.
DFPG Adds Platinum Wealth Group
DFPG Investments is pleased to announce that Platinum Wealth Group, located in Newport Beach, California, has joined DFPG.
DFPG Adds J. Freeman & Associates
DFPG is pleased to announce that J. Freeman & Associates, located in Greenville, South Carolina, has joined DFPG.
DFPG Adds 24 Advisors, with $610M AUA, in Q1 2019
DFPG added 24 new advisors during the first quarter of 2019. The recent additions include advisors located across five different states, with an estimated $610M in total assets under administration.
Financial Foundations Insurance & Investments Joins DFPG Investments
DFPG is pleased to announce that Financial Foundations Insurance & Investments, based in Windsor, Colorado, has joined DFPG.
DFPG Recognized For Continued Growth
DFPG Investments will finish 2018 by receiving two awards that recognize the company’s continued growth.
DFPG’s CIO, Dave Laga, Honored with Industry Award
DFPG Investments is pleased to announce that Dave Laga, principal and Chief Investment Officer, was awarded the Distinguished Service Award by ADISA, the nation’s largest trade association for alternative and direct investments.
Serratelli Financial Group Joins DFPG Investments
DFPG Investments is pleased to announce that Serratelli Financial Group, based in Bethlehem, Pennsylvania, has joined DFPG.
Third-party rankings and recognition from rating services or publications are no guarantee of future investment success. Working with a highly-rated advisor does not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client, nor are they representative of any one client’s evaluation. Ratings, rankings, and recognition are generally based on information prepared and submitted by the advisor. Unless otherwise noted, no fee was paid for consideration of inclusion of the named awards or lists.
* DFPG paid an application fee to be considered for this award.
