Is there a fit between the broker-dealer and my values and culture?

Your first question should be about finding the best fit for you. This means you should seek a broker-dealer whose values and culture align with your own.

At DFPG, we seek representatives who fit with us and our culture.

Read more about our values here »

Does the broker-dealer offer the products and services I need?

Your second question should be about finding a broker-dealer that provides the right products and services for you and your business. In one sense, this means searching for products and services that will enable you to service your clients. In another sense, however, this means finding access to products and services that sets you apart from the competition.

At DFPG, we provide access to a broad range of traditional products. But what sets us apart is our specialization in alternative investments, with a focus on investment real estate. As a result, we have access to a unique platform of alternative investments not commonly found with many of our competitors.

What is the broker-dealer’s plan for transitioning my business?

Your third question should be about finding a broker-dealer that has a plan and system to transition your business. First, let’s be honest: there are no easy transitions. Second, making certain you select a broker-dealer that has both the experience and a plan for transitioning your business will save you time, effort, and headache.

At DFPG, we have a proven system we call the DFPG QuickLaunch, which we have developed to effectively transition your business to our firm. What is QuickLaunch? To put it simply, it is a plan-based system in which our transition team will visit your office, collect information, provide training, and even help you prepare your paperwork, putting everything in place so that when registration day comes, your business is ready to launch through transition.

Read more about The DFPG QuickLaunch here »

How will the broker-dealer help you develop and grow your business?

Finally, you need to ask how a broker-dealer will help you grow and develop your business. Finding a broker-dealer with the resources, tools, and solutions that are designed to help you find new clients, or deepen your relationship with your existing clients, is critical.

At DFPG, we understand that growing your business means helping you deepen your relationship with your existing clients and adding new clients. Through a handful of proven marketing and practice management initiatives, including a few proprietary plug-and-play tools, we have a track record for helping our reps grow their business.

Is there a fit between the broker-dealer and my values and culture?

Your first question should be about finding the best fit for you. This means you should seek a broker-dealer whose values and culture align with your own.

At DFPG, we seek representatives who fit with us and our culture.

Read more about our values here »

Does the broker-dealer offer the products and services I need?

Your second question should be about finding a broker-dealer that provides the right products and services for you and your business. In one sense, this means searching for products and services that will enable you to service your clients. In another sense, however, this means finding access to products and services that sets you apart from the competition.

At DFPG, we provide access to a broad range of traditional products. But what sets us apart is our specialization in alternative investments, with a focus on investment real estate. As a result, we have access to a unique platform of alternative investments not commonly found with many of our competitors.

What is the broker-dealer’s plan for transitioning my business?

Your third question should be about finding a broker-dealer that has a plan and system to transition your business. First, let’s be honest: there are no easy transitions. Second, making certain you select a broker-dealer that has both the experience and a plan for transitioning your business will save you time, effort, and headache.

At DFPG, we have a proven system we call the DFPG QuickLaunch, which we have developed to effectively transition your business to our firm. What is QuickLaunch? To put it simply, it is a plan-based system in which our transition team will visit your office, collect information, provide training, and even help you prepare your paperwork, putting everything in place so that when registration day comes, your business is ready to launch through transition.

Read more about The DFPG QuickLaunch here »

How will the broker-dealer help you develop and grow your business?

Finally, you need to ask how a broker-dealer will help you grow and develop your business. Finding a broker-dealer with the resources, tools, and solutions that are designed to help you find new clients, or deepen your relationship with your existing clients, is critical.

At DFPG, we understand that growing your business means helping you deepen your relationship with your existing clients and adding new clients. Through a handful of proven marketing and practice management initiatives, including a few proprietary plug-and-play tools, we have a track record for helping our reps grow their business.