DFPG’s custody and clearing partnerships reflect a commitment to providing advisors with options that best align with their business needs. Each partner offers unique capabilities that advisors can draw from to better serve their clients.
TD Ameritrade
TD Ameritrade Institutional provides DFPG’s RIA, and its affiliated investment advisor representatives (IARs), with extensive support and a multifaceted platform. DFPG’s partnership with TD Ameritrade means that investment advisors get best-in-class technology, competitive pricing, dedicated customer service, and full access to innovative investing and wealth management solutions, including iRebal.
RBC Correspondent Services
RBC Correspondent Services offers DFPG’s broker-dealer, and its affiliated registered representatives, comprehensive clearing, custody, and execution services. With RBC Correspondent Services, registered representatives receive access to consolidated reporting capabilities, an integrated technology platform, and a broad range of traditional investment solutions.
Charles Schwab
DFPG maintains a relationship with Charles Schwab for its RIA and affiliated investment advisor representatives (IARs). Charles Schwab is a respected name within the industry, and provides advisors with innovative tools, premium insights, robust education, and dedicated support.
Community National Bank (CNB)
DFPG’s partnership with CNB offers DFPG’s broker-dealer, and its affiliated registered representatives, with a unique custody solution. With CNB, DFPG’s registered representatives receive personalized service, quick processing times, and an important partner for custody of alternative investments.
Direct-Way (or Check and Application)
When advisors prefer to hold client assets directly with product issuers, DFPG’s workflow systems can efficiently and effectively make the required accommodations.
