February 2018

Home Office Spotlight

Brad Anderson

Brad Anderson

Senior Compliance Officer
  • Work & Educational Background:

    Brad began his career in financial services at Fidelity Investments where he spent 5 years primarily involved in trading and supervision.  Prior to Fidelity, Brad spent 4 years in the United States Marine Corps.

    Brad has a BS in Global Business Management from the University of Phoenix and an MBA from Westminster College in Salt Lake City.

  • Industry Licenses:

    FINRA Series 7, 63, 9, 10, 24, & 52

  • 3 Things You Enjoy Most About Working at DFPG?

    1. I really enjoy the people. Everyone is very friendly and works very well as a team.
    2. I love the fact that I can make real change. If I find something that needs improved, I can find a solution and completely own the project from start to finish.
    3. I appreciate DFPG’s dedication to my continued education. They are always willing to support me in enhancing my knowledge.
  • Favorite vs. Least Favorite Movie:

    Favorite: Braveheart

    Least Favorite: The Phantom Menace

  • Best Advice You’ve Ever Received?

    “You can do anything you put your mind to.”

  • Where Is Your Favorite Vacation Spot?

    My favorite place I have visited so far is Thailand. I would like to continue exploring Southeast Asia.

  • Name 3 Facts About You People Don’t Typically Know:

    1. I have drunk Cobra Blood, right from the snake.
    2. I have fished next to a moose.
    3. Despite living in Utah my whole life, I have never been skiing or snowboarding.
  • In A Movie About Your Life, Who Do You Cast To Play You?

    Harrison Ford